Above-ground, ecoregional benchmark surveys
“Best bet” Land-use Systems
Thematic reports
Impact of different land uses on biodiversity
Unique id: IDAFWQ0C
Source file: D:\Projects\ASB\ASB Country and Thematic reports\Above ground biodiversity assessmet WG\AGPartsA&B.xml
Authors: A.N. Gillison, N. Liswanti, E. Purnama, , Upik R. Wasrin, D. Thomas, E. Muñoz Braz, Abadio, L. Rossi, C. Reynel, D. Bandy, J. Alegré, M. C. Peralta, A. Ricsé, A. Snook, J.C. Polito, S. Weise, S. Hauser, Z. Louis
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1. INTRODUCTION
These surveys were conducted as part of the research program of Alternatives to Slash and Burn consortium. It was designed to address Goal 2 of ASB Phase II, to "Assess the impact on biodiversity of different land uses”. The extreme logistic constraints associated with the ecoregional baseline studies in different countries meant that detailed, replicative sampling of ecoregional gradients had to be replaced with an approach that was logistically feasible but, at the same time, could be used to adequately sample key patterns of land-use impact. Because the ASB program is highly multidisciplinary, it was important to co-locate study sites wherever possible. Although sampling strategies differed between disciplines, sites were centered around a common spatially-referenced sampling point (a 40 x 5m vegetation plot). Wide-ranging surveys along distances of several hundred kilometers in some cases meant that sampling was often superficial, resulting in frequently poor correlates between different data sets. In areas without an effective calibrational baseline study, it was, therefore, not possible to establish any useful models of the impact of land use on biodiversity. Another major constraint was the lack of an acceptable operational definition of biodiversity. At the time of this study there was no model or sampling system that was available to help identify useful predictors of change in biodiversity due to land use.
For the purposes of this study, a two-tier approach was
selected. The first approach aimed to select, as far as possible, a
representative range of land-use types in each of four ecoregional benchmark
areas (
2. INPUTS
2.1 Research aims:
To develop a cost-efficient method for the rapid survey of above-ground plant biodiversity.
To identify, calibrate and test cost-efficient indicators of biodiversity for use in rapid survey and monitoring at the landscape level.
To identify linkages among biodiversity, soil nutrient availability, above-ground carbon and profitability and related impacts of different land-use practices.
To develop testable, analytical models to couple above and below-ground biodiversity with respect to the above.
To provide a scientific basis for cost efficient toolkits that can be used by managers and planners to acquire data about biodiversity as an aid for decision support for adaptive management and sustainable alternatives to slash and burn.
2.2 Summary of survey design
criteria and field methods:
Purposive selection of biophysical gradients or benchmark
sites was applied in three continental ecoregions. These covered a wide range
of land use types using a gradsect-based survey design3 that employs as a sampling
framework, those key environmental gradients that are either known or assumed
to determine plant and animal distribution.
At each site, the same procedure was used to collect biophysical data
including site physical characteristics, vegetation structure, all vascular
plant species and unique functional groups (modi)
in a 40 x 5m plot. At each location, after consultation with in-country
partners, a representative gradient of land-use types was selected for study.
These were co-located as far as possible with other studies of below-ground
biodiversity, carbon stocks and greenhouse gases. Each ecoregional benchmark
contained a similar range of land uses from closed forest, tree crops,
subsistence gardens and degraded grassland or pasture. While most surveys were
necessarily superficial due to logistic constraints, they were supplemented by
an intensive baseline study in Jambi province,
2.3 Above - and below-ground
site locations and summaries:
Of the 162 plots located for above-ground (AG) biodiversity
assessment, 92 were co-located with below-ground (BG) sites (including 16
intensive baseline plots from
2.4 Data storage, distribution
and access:
Data were recorded in hard copy in the field and later
transcribed into a computer using the FUNDAT computer program developed in
CIFOR (now replaced with the more recently developed PFAPro). All data were
spatially referenced using a Global Positioning System and stored in a
Microsoft Access (*.mdb) format. In this way, data from all benchmark sites
can be accessed in a uniform way and analysed both separately and in toto. This method of data acquisition
was developed after close consultation with field teams in each country. Team
representatives from each country were supplied with a set of diskettes, each
containing a complete data set from all ecoregional sites. The core data set
has been archived in magnetic media and hard copy at CIFOR,
2.5 Analytical methods and
models:
Preliminary regression and multivariate cluster analyses
(multi-dimensional scaling) have been applied to data from all sites. Limited spatial modeling of the potential
distribution of plant species richness has been completed for Jambi province,
3. OUTPUTS:
The following items highlight some of the key outputs of Phase II thus far. A more comprehensive list of achievements both in line with and outside the GEF contract is outlined in Tables 1 & 2 below.
31 Above-ground pattern of
plant taxonomic and functional features within and between benchmark sites:
There is a consistent trend across all benchmarks between the pattern of plant functional types and types of land use. Richness in vascular plant species and richness in plant functional groups are highly correlated. [See report on ‘V” index and conclusions below.]
3.2 Indicators of above-and
below-ground taxonomic and functional or trophic groups:
Taxonomic identification of above and below-ground collections of fauna have been completed. A major constraint to the selection of useful correlates is the wide variation in range distribution and ecological behavior between different groups of biota such as mammals, birds, plants and microfauna in cryptic habitats. It is no surprise, therefore, that there are no obvious linear trends between, for example, nematodes (see Below-Ground report) and plant species or plant functional richness. For the many cryptic fauna the lack of taxonomic identification has meant closer reliance on characterisation of functional or trophic groups.
Nonetheless, several key plant-based indicators have emerged
from the multi-disciplinary baseline study conducted in
The combined use of richness values in plant species, plant functional types (or modi) and the species/modi ratio can also be used to characterise a profile using cumulative values along 5x5m quadrats of each 40x5m transect (Annex I, Figure 1).
3.3 Linkages between soil
substrate, land-use pattern and above-ground biodiversity:
A highly significant, statistical relationship (r2 >95%)
between plant species richness and plant functional types (PFTs or modi) can be related to gradients of
land use in Jambi. Annex I, Figure 7
illustrates the pattern derived using multi-dimensional scaling of Plant
Functional Attributes (Species-weighted summary of individual elements of PFTs)
with Land Use Type overlays in which a suggested area of ‘best bets’ is
identified. At least for the Jambi baseline study along land use patterns in
differing soil conditions, highly significant correlations have been
established between PFTs, plant basal area, mean canopy height and certain soil
attributes such as bulk density, total soil nitrogen, cation exchange capacity
and pH. These attributes provide key indicators of land use impact on site
biodiversity and productivity for human needs. Annex I, Figure 3 illustrates a
close predictive relationship between patterns of richness in plant species,
plant functional types and land-use types. While the correlations are not so
high for the Mae Chaem study in
3.4 Linkages between greenhouse gases, carbon stocks and above-ground biodiversity:
Data analyses of GHGs are yet to be finalised. A total of 50 AG plots were co-located with those of the carbon sequestration group. (Cheryl Palm). The data have been analysed for correlates between certain plant variables and above-ground carbon. (Annex I, Figure 2). While there is no clear statistical relationship (ref: Climate Change WG Report) there are obvious patterns between AG carbon stocks and land-use types and associated PFTs. Data acquired from the intensive Jambi baseline study have revealed a significant correlation between carbon stocks (Hairiah and van Noordwijk, Sect.10 Part C) and the ratio of plant species richness to PFT richness. (Annex II, Figure 1a)
3.5 The “V” Index: A potential
indicator of land use impact on biodiversity and profitability, based on key
vegetation structural, plant taxonomic and functional types (PFTs):
From the
3.6 Linkages with the developing ASB Policy Analysis Matrix:
There are few established criteria for identifying appropriate vegetational or other biodiversity-based variables that can be used directly to help construct a meaningful policy analysis matrix (PAM). Because the five vegetational variables used to construct the ‘V’ index above appear to correlate better than others with faunal habitat, soil nutrients and carbon stocks, they may be useful albeit, indirect, indicators of profitability and agronomic sustainability (see other WG reports). For this reason complete data sets have been generated for each of the benchmark sites and added to the PAM currently under development (ref: separate input by D. Thomas, T. Tomich, S. Vosti and J. Witcover).
3.7 Thematic maps
of biodiversity pattern in central lowland Sumatra and progress in spatial data
compilation in Latin America,
Digital, spatially-referenced data are essential for
constructing spatial models and for providing a common multidisciplinary
platform for multidisciplinary, scientific discussion. A digital elevation
model (DEM) has been completed for Jambi, Sumatra and
3.8 Remote sensing applications:
Models of ecosystem behaviour, including the response of biodiversity to land use impact, can be developed via intensive baseline studies such as the one conducted in Jambi. However, their use is likely to be severely limited unless they can be readily extrapolated to the landscape level. For this reason, CIFOR has acquired both airborne and satellite radar imagery of the Jambi study area (via the Government of Indonesia and Netherlands Government INDREX program). These data are being investigated using ground-truthing methods based on the PFA proforma. Further studies are planned for the next phase of ASB, using high resolution SPOT image over a 2000 km2 template that includes the Jambi baseline location. Other sequential Landsat imagery has been acquired from 1983 to 1995 for lowland Jambi to explore patterns of forest retreat associated with documented land use. These data are also being examined to ascertain their indicator value for above-ground (and possibly below-ground) biodiversity. If indicators are detected then the spectral signatures may have value in extrapolating patterns derived from ground surveys and from thematic maps generated via DOMAIN. This activity is being developed further in association with GCTE and BIOTROP (ICSEA), as there are potential linkages with climate modeling.
3.9 Identified ‘best bet ’ alternatives to slash & burn:
For most locations, there will be no single ‘best bet’
alternative; but the methods described here can be used to help identify a
range of options or ‘best bets’ for specified land uses. These aim at providing
acceptable trade-offs between defined land uses and related profitability and
their impacts on biodiversity. Overall,
these were represented by the richest multistrata agroforestry plots. In the
case of
3.10 Training workshops:
Training workshops in above-ground
biodiversity assessment techniques have been completed in all benchmark areas.
For the
3.11 Publications and software:
3.11.1 Publications:
Gillison, A.N.
(1997). Mapping the potential
distribution of plants and animals for wildlife management: The use of the
DOMAIN software package. In: K. Romimoharto, S. Hartono and S.M. Soenarno
(eds.). Proceedings of the National Seminar on
The Role of Wildlife Conservation and its Ecosystem in National Development.
pp. 114-119 + two maps. The Indonesian Wildlife Fund. (IWF),
Gillison, A.N. and Carpenter, G. (1997). A plant functional attribute set and grammar for dynamic vegetation description and analysis. Functional Ecology11, 775-783.
Gillison, A.N.,
Liswanti, N. and Arief-Rachman,
Gillison, A.N. et al... (1999) Overview report of the ASB Intensive biodiversity baseline study Nov.-Dec. 1997. Ca. 65 pp. 12 Tables, 5 Annexes and 4 Maps. CIFOR Working Paper (in prep.).
Gillison, A.N. (1997). In: Catherine Kenyatta, ed. Summary
report of the above-ground biodiversity working group. Annex II Alternatives to Slash and Burn, Report of
the 6th Annual Review Meeting. 17-27 August 1997,
Vanclay, J.K.,
Gillison, A.N. and Keenan, R.J. (1997). Using plant functional attributes to
quantify site productivity and growth patterns in mixed forests.
Note: At the time of writing several manuscripts have been submitted to scientific journals and more are in preparation with in-country co-authors.
3.11.2 Software:
Carpenter, G. and Gillison, A.N. (1997) DOMAIN Version 1.3 for Windows. A software package for mapping the potential distribution of plants and animals [Since its availability on the CIFOR web page in August 1997, downloads have been registered from users in 45 countries]
Carpenter, G. and Gillison, A.N. (1998,99). PFAPro – a data-entry and meta-analysis package for the PFA field proforma. Designed for field recording of site physical attributes, plant taxa and plant functional attributes. A second beta test version is available at time of writing [see above]. This package replaces the former FUNDAT package also developed by CIFOR in association with ASB.
Table 1
ABOVE-GROUND BIODIVERSITY ACHIEVEMENTS - 1996-99*
Field protocols finalised, tested and disseminated at field and landscape levels in all benchmark sites [2.1.1]
Plant-based indicators for certain above- and below-ground faunal groups identified and others under study. [2.1.2]
Generic procedure determined to identify alternative best-bets (e.g complex agroforests) via an index derived from key vegetation variables. [2.2.1]
Spatially-referenced databases completed for all benchmark sites [2.2.2]
Methods established for selection of plants for sustainable enrichment. [2.3.1]
Implementation of field management practices for degraded lands not undertaken (models must be developed first) [2.3.2]
On-site training in assessment protocols completed for all benchmark sites and all ecoregional centers [2.4.1]
Preliminary training in the use of spatially-referenced
data sets completed in
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* GEF contracted Phase II activity in brackets.
Table 2
ABOVE-GROUND BIODIVERSITY ADDITIONAL ACTIVITIES - 1996-99*
New measure of functional diversity and functional complexity (This complements the standard Shannon-Wiener and Simpson diversity indices commonly used for species: mss in preparation).
Preliminary fieldwork completed for Yucatan Peninsula (Campeche, Zona Maya) in S.E. Mexico; Sites identified for Thailand (Chiang Mai); Madagascar econnaissance completed in September 1997.
Intensive baseline study of above-ground plant and animal species in Jambi along a land use gradient completed in November 1997.
A recent study in Lampung, S. Sumatra has just been completed (Sept. 1999) exploring relationships among coffee-based agrosystems, biodiversity, profitability, above and below-ground carbon and soil nutrient availability.
An intensive, biodiversity baseline study was completed in Mae Chaem, Northern Thailand, exploring relationships between land use type, biodiversity (plants and birds), soil nutrient availability and profitability (July 1999).
Digital Elevation Models completed for
ASB sites in
Analysis of remotely-sensed imagery of Jambi Land Use Types (LUTs) (radar and Landsat) is underway.
Computer-based software (DOMAIN) upgraded for potential
mapping of plants and animals.
Data-entry software (PFAPro) to support use of the Plant Functional
Attribute proforma was completed in May 1998 with recent upgrades in August
1999. Applied at international training course in biodiversity assessment
conducted by Smithsonian Institute & Man and
Preliminary development of common database format for
all Working Groups has been established in
Initial spatial model of ‘zone of extrapolation’ completed for tropical regions based on benchmark studies (ref: extended WG report)
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* Most of these activities were funded directly by CIFOR and although
complementary, were external to the GEF contract.
4. FINDINGS THUS FAR:
Intensive baseline studies along gradients
of land use are necessary to identify and calibrate biodiversity indicators. Sampling methods must be designed to
accommodate, as far as possible, the highly complex interactions between biota
and their physical environment. The data acquired and the predictive models
developed must also be capable of extrapolation and verification at the
landscape level. For these reasons it is necessary to first design a sampling
structure that includes a representative range of land-use gradients in any
region under study. Second, intensive, co-located studies of above- and
below-ground biota and their abiotic determinants (soil, climate, land use,
etc) are needed to construct initial correlative models of the distributional
relationships of both along natural and modified resource gradients. These correlates
can then be coupled with spatial models and patterns of biodiversity
extrapolated for specific environments. Thematic maps of biodiversity pattern
can then be tested via ground survey and remotely sensed imagery. Information
acquired in this way can be used to frame process-based research where this is
needed. The Phase II study has shown clearly that this is the very minimum
required to develop a requisite knowledge base for constructing sustainable
models of options for managing forested and agro-forested lands. Using this
approach, a two-week, intensive
multidisciplinary, baseline study conducted in Jambi,
Biodiversity cannot be meaningfully
estimated in terms of species alone. Species richness and composition
must be coupled with functional richness and composition in order to better
understand land-use impacts on farming and natural systems. While plant-based
estimates of species richness are the most commonly used indicators of overall
biodiversity pattern, predictive value may be significantly enhanced by using a
ratio of plant species richness to functional group richness as an indicator.
Isolated, single-point samples of
biodiversity can be misleading.
Biodiversity must be sampled within a representative range of key land-use types if dynamic models of land-use impact are to be developed. Knowledge of range distributions of key taxa and functional groups is critical to developing performance models and to estimating thresholds of sustainability.
Peaks of richness in both species and functional groups do not necessarily occur in pristine forest. In lowland tropical humid vegetation, frequently occurring ‘highs’ are most likely to be found in late stage secondary forests and frequently on base-rich soils, especially in 1-3 year old ‘daisy fallows’ following slash and burn gardening. This finding tends to run counter to conventional concepts of richness patterns in vegetation where greatest richness is assumed to be in tropical, humid, lowland rainforest.
The importance of early fallows dominated by
members of the Asteraceae (Compositae) (here termed the ‘Daisy fallow’) may be
seriously underestimated in terms of their associated biodiversity value and
contribution to nutrient pools, soil structural improvement and ecosystem
dynamics. Mayan agriculture treats these fallows as highly significant
components in overall land-use planning. Results across all ASB benchmarks seem
to confirm that the ‘daisy fallow’ (variously dominated by large Asteraceae, Baccharis, Chromolaena (Eupatorium), Tithonia, Vernonia etc.) should be considered potentially
beneficial in agroforest ‘best bets’. Priority research is indicated to examine
the impact of their inclusion and exclusion in agroforestry systems.
Indicators of ‘best bet’ agroforests. Records of total vascular plant species and unique plant functional types or modi collected via the rapid survey technique can be used to estimate ‘best bet’ alternatives by identifying those conditions where species and functional richness are maximised. When matched against a newly developed index that characterises plant functional groupings per plot, a highly robust statistical model can be used to compare values of plant biodiversity in terms of species and functional richness.
More complex estimates of plant functional diversity and plant functional complexity that compare evenness and composition of groups. These have already been developed by CIFOR for forests and will be applied to the ASB sites.
New global records of plant species and
functional richness: Data collected to date from the tropical lowland
agroforested landscapes of
Correlations between plant-based attributes
and above-ground carbon and soil nutrient availability: In the Sumatran
study, high correlations have been established between sets of plant-based
features, especially those involving Plant Functional types, certain vegetation
structural attributes, and above-ground carbon and soil nutrients. These highly
predictable relationships and the relative ease of measurement of the
plant-based features suggests there may be a potentially useful set of
indicators for rapid assessment of carbon stocks where this is required in
complex, tropical forested landscapes. In the
5. GAPS IN KNOWLEDGE; FUNDING PRIORITIES; TRAINING
NEEDS:
Additional study sites and funding support are needed to provide a more comprehensive knowledge base for developing models of sustainable management for biodiversity especially that related to estimating trade-offs for profitability. (See Table 3.)
The extrapolative capacity from existing and future sites can be examined via the use of DOMAIN software. (Annex I, Figures 8, 9)
Funding priority should be given to intensive, multidisciplinary, ecoregional baseline studies rather than to independently coordinated research activities.
A large knowledge gap in a global understanding of the generic potential of output from the ASB project requires a more uniform approach to ecoregional methodology involving data acquisition, data storage and the development of spatial models.
Training of trainers to facilitate technology transfer.
Follow-up training for in-country teams, in particular training in elementary data analysis and spatial modeling.
Multi-lingual manuals for using the field proforma and the associated data-entry software programs.
Electronic networking to facilitate transfer and analysis of data.
A need for national agencies and NGOs to be more self-reliant in field operations, data analysis and interpretation and in advising management on best bet options.
6. FUTURE NEEDS – PHASE III
6.1 A more systematic approach to site location and intensive, co-located multidisciplinary studies along key environmental gradients:
As argued in 4. above, there is a need for a more intensive research focus to better understand the interrelationships between biodiversity and land-use impact. Using global, public domain data, spatial models of pantropical gradients of climate and resource substrate can be readily used to identify gaps in the knowledge base. Rather than have loosely coordinated working groups operating more-or-less independently, it would be far more cost-effective to focus joint activities in a common resource area and with a clear perspective of the research problem at hand. Such intensive activity will require a higher-than-usual funding and logistic support per unit time but would result in fast turnaround of outputs, publications and technology transfer with a better capacity for research coordination and communication than existed in the earlier phases of ASB.
6.2 Additional features to existing methods of characterisation:
The results of studies so far indicate that the characterisation of sites by vegetation alone may be insufficient for studies of land use impact on biodiversity. Additional, parallel surveys of key animal indicators (e.g. birds) may need to be more carefully investigated. Further studies of plant-based indicators of carbon dynamics may require a re-examination of the minimum attribute set currently applied via the rapid survey vegetation proforma.
6.3 Synthesis and models:
Considerable uncertainty surrounds the synthesis of existing
AG and BG data and the development of synthetic models that can be used to
provide a set of options for sustainable management. A prime need is the
standardisation of data collection and data storage, and there remains a need
for a data hub within the ASB consortium that would serve as a common platform
for data access. The recent synthesis
meetings in
6.4 New Benchmark sites:
As listed in Table 3, proposed new benchmarks include the
sites targeted by EPHTA (ref. Stephan Weise),
6.5 Training the trainers:
With the expansion of activities in biodiversity assessment
it will become necessary to train teams and, in particular, team leaders who can
pass on the necessary technology. Whereas the previous series of workshops were
successful, it will be more efficient to undertake longer and more intensive
training sessions with fewer personnel. While vegetation aspects of AG are
generally adequate, these new training sessions might require additional
features to include assessment of productivity for human needs. Such additions
would require new training techniques. It is planned to conduct a joint
training course in
3Gillison and Brewer (1985). The use of gradient-based transects or gradsects in natural resource surveys. J. Environ. Manage.20, 103-127.; Wessels, K.J., Van Jaarsveld, A.S., Grimbeek, J.D. and Van der Linde, M.J. (1998). An evaluation of the gradsect biological survey method. Biod. Conserv. 7, 1093-1121.